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Senior Compliance Officer

Location: East Bristol
Posted: 08/06/2021

Salary: £40,000 - £48,000
Job Type: Permanent

Do you have demonstrable experience in Compliance?

Do you have strong knowledge and a thorough understanding of the FCA Handbook?

Our client, a leading vehicle leasing provider, is looking for an experienced Compliance Officer to monitor the business (and its products and services) to ensure they comply with FCA regulations.  Working as part of the Compliance Team, the Compliance Officer will be tasked with performing internal and external compliance monitoring; introducing a robust business continuity programme; ensuring that consumer documentation is compliant with law and regulation; and that anti-bribery policies are implemented.

In return, our client is offering a competitive salary and excellent benefits, all while working in a state-of-the-art office with onsite parking.

What you will be doing

  • Providing regulatory support to the business through the effective planning and leading of monitoring and analysis of operational functions against FCA and CCA/CCD rules and regulations
  • Supporting the business through future regulatory change, lending assistance and guidance where required
  • Working with peers and colleagues throughout the business to recommend actions to drive continual improvements
  • Recommending relevant and pragmatic actions to drive improvements and address shortcomings
  • Monitoring, reviewing and following up the implementation of compliance recommendations across the business
  • Managing, developing and continuously reviewing the compliance risk universe
  • Producing quality reports following monitoring activity for senior management
  • Contributing to the creation and maintenance of the annual compliance monitoring plan
  • Providing compliance training to the 1st line of control 
  • Managing the coordination and submission of FCA Gabriel reporting
  • Supporting colleagues and assisting with the development of more junior colleagues
  • Deputising for the more senior colleagues and undertaking other ad hoc compliance tasks as required

What you need to have

As part of our client’s continued program of improvement, they are looking someone with previous Compliance experience working within a regulated environment, with strong knowledge and a thorough understanding of the FCA Handbook, and ideally CCA/CCD knowledge.  Considering the nature of the role they would consider a compliance qualification favourably and/or will support someone looking to further their knowledge through professional study. 

If you are interested in learning more about this Senior Compliance Officer role, then please apply or get in contact for further details.